Regulatory Resources
Direct links to key regulatory agencies and governing bodies for compliance guidance and policy updates.
Staying informed about industry regulations is essential for maintaining compliance and protecting your organization. Below we have compiled direct links to key regulatory agencies and governing bodies. These resources provide the latest guidance, rules, and updates relevant to our industry.
Federal Deposit Insurance Corporation (FDIC)
The FDIC insures deposits at banks and savings associations, examines and supervises financial institutions, and works to maintain stability in the U.S. financial system.
National Credit Union Administration (NCUA)
The NCUA regulates and insures federal credit unions, ensuring the safety and soundness of the credit union system.
Office of the Comptroller of the Currency (OCC)
The OCC charters, regulates, and supervises all national banks and federal savings associations.
Federal Reserve System (The Fed)
The Federal Reserve oversees monetary policy, supervises banks, and provides financial services to depository institutions and the U.S. government.
Consumer Financial Protection Bureau (CFPB)
The CFPB protects consumers by enforcing federal consumer financial laws and ensuring fair treatment by financial companies.
Financial Crimes Enforcement Network (FinCEN)
FinCEN safeguards the financial system from illicit use and promotes national security by collecting and analyzing financial transaction data.
State Banking Regulators
Each state has its own banking or financial services department. Use this directory to find your state regulator.
North Carolina Credit Union Division (NCCUD)
NCCUD helps form, charter, regulate, and oversee North Carolina credit unions while providing consumer protection tools, industry forms, and regulatory guidance, all supported through self funded fees and professional standards.
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